The Basel Institute of Governance has published its sixth annual anti-money-laundering index since the first one appeared in 2012. It begins by admitting that no reliable quantitative data on money laundering are available.
The British Virgin Islands' Financial Account Reporting System has put off the deadline for the submission of Common Reporting Standard reports until 1 September.
The Global Forum for Transparency and the Exchange of Information for Tax Purposes (a creation of the Organisation for Economic Co-operation and Development in Paris) has published the results of a review of countries' compliance with OECD standards for the exchange of information between tax authorities upon request.
The international law firm of Baker McKenzie has done the gruelling job of combining the results of various surveys by Kroll, AlixPartners, PwC and others into one super-survey of attitudes at compliance departments around the world.
The Basel Institute of Governance has published its sixth annual anti-money-laundering index since the first one appeared in 2012. It begins by admitting that no reliable quantitative data on money laundering ar...
NICE Actimize, the compliance software firm, has conducted a survey that relates to the emergence of behavioral analysis in the field of regulatory compliance in financial markets. ...
The international law firm of Baker McKenzie has done the gruelling job of combining the results of various surveys by Kroll, AlixPartners, PwC and others into one super-survey of attitudes at compliance departm...
In preparation for the European Union's second Markets in Financial Instruments Directive, many banks and other financial institutions have set up systematic internalisers, nearly all of them this year and most ...
Compliance Matters asked Hannah Cassidy, a partner at the international law firm Herbert Smith Freehills, to talk about the hottest subjects that concern compliance officers at wealth management financial instit...
The British Virgin Islands' Financial Account Reporting System has put off the deadline for the submission of Common Reporting Standard reports until 1 September....
The Global Forum for Transparency and the Exchange of Information for Tax Purposes (a creation of the Organisation for Economic Co-operation and Development in Paris) has published the results of a review of cou...
The Securities and Exchange Commission has obtained a final judgment against a financial advisor from Pittsburgh who has been accused of taking money without permission from the accounts of several professional ...
The Royal Court of Guernsey, with the help of the Guernsey Financial Services Authority, has banned two people who did regulated business from being directors....
The UK's Financial Conduct Authority has made its Market Data Processor (MDP) entity portal available for firms that have to obtain samples of transaction reports from it for data reconciliation purposes. ...