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Comment and Analysis

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Client Data

GDPR comes into force

The European Union's General Data Protection Regulation, the most onerous and extraterritorial piece of data protection legislation ever passed, is now in force as of today. ...

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Client Data

FCA makes changes to investment advice requirements

The UK's Financial Conduct Authority has published a policy statement in which it 'retires' its finalised guidance relating to inducements and conflicts of interest (FG14/1) and independent and restricted advice...

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Client Data

Three days to go until GDPR deadline

With three days until the European Union's General Data Protection Directive comes into force, here are some words of wisdom from the British Information Commissioner's Office. ...

Latest News

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People Moves

A new compliance guru for Gemini

The Gemini Companies, which support the formation and servicing of mutual funds, hedge funds, exchange-traded funds, private equity funds and variable annuity trusts, have appointed Brian Privor - formerly of th...

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Technology

Thailand regulates cryptos

Two Royal Decrees have been published in the Thai Government Gazette on the subject of initial coin offerings, cryptocurrencies and digital tokens. ...

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Fines and Punishment

Newton to take case to Upper Tribunal

Darren Newton, accused by the UK's Financial Conduct Authority of using customers’ money for the purchase of a debt management firm called First Step Finance Limited, is appealing against its decision to ban him...