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Comment and Analysis

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Advice

Australian Royal Commission moves into high gear

After years of dragging its feet over the appointment of a Royal Commission to look into malpractice in the banking sector, the Australian Government is belatedly promising dire penalties for senior bankers who ...

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Regulation of Products

TCC's regulatory update for April

This month’s update is dominated by the publication of the FCA’s 2018/19 Business Plan and Sector Views. Alongside this we also bring you details of the regulator’s plan to measure the effect of its activities a...

Latest News

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Confidentiality

SEC awards informant more than US$2.1 million

America's Securities and Exchange Commission has awarded more than US$2.1 million to a former company insider whose information helped it discipline others. The person helped the regulator all the way through an...

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Anti-Money Laundering

US Treasury targets more Russian oligarchs

The US Department of the Treasury’s Office of Foreign Assets Control has imposed sanctions on seven Russian oligarchs and 12 of their companies, 17 senior Russian government officials and a state-owned Russian w...

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Jurisdiction Focus

FSCS declares 11 firms in default

Investors could retrieve money they have lost as a result of their dealings with 11 failed financial firms that the UK's Financial Services Compensation Scheme has declared to be in default during the last month...