Unexplained wealth orders are now available as a means of investigation in the UK, where police and other law enforcers have used them already. What might their implications be for Guernsey?
After years of dragging its feet over the appointment of a Royal Commission to look into malpractice in the banking sector, the Australian Government is belatedly promising dire penalties for senior bankers who break the law. Meanwhile, the CEO of wealth manager AMP has resigned over the commission's latest revelations about wrongful commissions for financial advice.
America's Securities and Exchange Commission has awarded more than US$2.1 million to a former company insider whose information helped it discipline others. The person helped the regulator all the way through an investigation.
A study commissioned by Bromium has exposed routine links between cybercriminals, illegal drug production, human trafficking and terrorism.
Unexplained wealth orders are now available as a means of investigation in the UK, where police and other law enforcers have used them already. What might their implications be for Guernsey? ...
After years of dragging its feet over the appointment of a Royal Commission to look into malpractice in the banking sector, the Australian Government is belatedly promising dire penalties for senior bankers who ...
A study commissioned by Bromium has exposed routine links between cybercriminals, illegal drug production, human trafficking and terrorism....
This month’s update is dominated by the publication of the FCA’s 2018/19 Business Plan and Sector Views. Alongside this we also bring you details of the regulator’s plan to measure the effect of its activities a...
The company registration process at Companies House in the UK is a troubled one. There are five ways in which the venerable public institution can close the compliance gap. ...
America's Securities and Exchange Commission has awarded more than US$2.1 million to a former company insider whose information helped it discipline others. The person helped the regulator all the way through an...
The US Department of the Treasury’s Office of Foreign Assets Control has imposed sanctions on seven Russian oligarchs and 12 of their companies, 17 senior Russian government officials and a state-owned Russian w...
Complaints about payment protection insurance in the UK caused a 13% increase in the number of complaints made to financial service providers in the second half of 2017, according to figures published by the Fin...
The Australian Securities and Investments Commission has announced that Total Financial Solutions Australia Ltd has completed a compliance review at its instigation and finished compensating HNW investors who re...
Investors could retrieve money they have lost as a result of their dealings with 11 failed financial firms that the UK's Financial Services Compensation Scheme has declared to be in default during the last month...