Slovenian regulators to merge
Chris Hamblin, 24 October 2020
The Government of Slovenia has decided to combine the Agency for Financial Markets with the Insurance Supervision Agency.
The Government of Slovenia has decided to combine the Agency for Financial Markets with the Insurance Supervision Agency.
HM Government has introduced a Bill into Parliament that represents its first step towards a regulatory regime for the UK’s financial services sector outside the European Union. The aim is to ensure a smooth transition to a British rulebook and set up a regulatory regime that makes the UK more competitive in financial services.
The Goldman Sachs Group and its Malaysian subsidiary have admitted to conspiring to break the US Foreign Corrupt Practices Act in connection with the 1Malaysia Development Berhad scandal, which saw many corrupt payments go through private banks. Goldman has now reached a co-ordinated settlement with criminal and civil authorities all over the world.
The FCA recently published its Annual Report and Accounts for the year 2019/20, including enforcement data for the same year. The data makes unhappy reading for both firms and the FCA senior management. Despite a massive volume of open cases, outcomes remain low, progress remains painfully slow and costs continue to creep upwards.
The FCA recently published its Annual Report and Accounts for the year 2019/20, including enforcement data for the same year. The data makes unhappy reading for both firms and the FCA senior management. Despite ...
Hardly a week seems to go by without some announcement about a new class action. Group claims, for example, have begun in London under the banner of 'The Woodford Litigation.' This article looks at the causes of...
The Securities and Futures Commission of Hong Kong plans to change its rules that govern money laundering and terrorist finance and is canvassing opinion about the reforms that it is proposing to make. ...
Our Regulatory Tracker is a list of effective dates, comment deadlines, compliance dates and expiration dates for the United States of America....
Few industries are immune to the power of algorithms to transform the way in which they do things. This article predicts their effect on the work of compliance officers and money-laundering-reporting officers wh...
The Government of Slovenia has decided to combine the Agency for Financial Markets with the Insurance Supervision Agency. ...
HM Government has introduced a Bill into Parliament that represents its first step towards a regulatory regime for the UK’s financial services sector outside the European Union. The aim is to ensure a smooth t...
Mr Sun Weiyeh, a former fund manager, was charged yesterday with offences against the Securities and Futures Act, having taken steps that the regulator believes were likely to defraud investors....
The Goldman Sachs Group and its Malaysian subsidiary have admitted to conspiring to break the US Foreign Corrupt Practices Act in connection with the 1Malaysia Development Berhad scandal, which saw many corrupt ...
Germany's all-in-one financial regulator has published its Guidelines on the General Administrative Act of 23 July 2019 regarding contracts for differences....