Laven Partners, the British regulatory software vendor and compliance consultancy, has bought the MPAC Group, a British compliance and regulatory advisory firm with special experience in digital tokenisation.
The Monetary Authority of Singapore has created a new system of subsidies to encourage the growth of regulatory technology and is adding to its Digital Acceleration Grant scheme. It will spend S$42 million (US$31.5 million) on both.
The UK's Financial Conduct Authority is consulting interested parties about changing its listing rules for certain special-purpose acquisition companies or SPACs.
On 28 April, the UK's Financial Conduct Authority published consultative paper 21/9 in which it proposed to make changes to the British conduct-related and organisational rules that pertained to the European Union's Markets in Financial Instruments Directive or MiFID. In this paper, we examine the main proposals, the rationale behind them and the implications for investment firms.
On 28 April, the UK's Financial Conduct Authority published consultative paper 21/9 in which it proposed to make changes to the British conduct-related and organisational rules that pertained to the European Uni...
Our Regulatory Tracker is a list of effective dates, comment deadlines, compliance dates and expiration dates for the United States of America. ...
Donald Trump may not know where the Caribbean is, but the new Biden Administration most certainly does. Money laundering reporting officers are now paying attention to the five East Caribbean States that sell ci...
There is to be a new legislative regime to govern the collection, use, and disclosure of personal information for commercial activity in Canada....
Gary Gensler, who became a Goldman partner at the tender age of 30, left to become assistant secretary of the Treasury for financial markets in 1997 and later helped draft the Sarbanes Oxley Act 2002. He is now ...
Laven Partners, the British regulatory software vendor and compliance consultancy, has bought the MPAC Group, a British compliance and regulatory advisory firm with special experience in digital tokenisation. ...
The UK's Financial Conduct Authority is consulting interested parties about changing its listing rules for certain special-purpose acquisition companies or SPACs. ...
The Monetary Authority of Singapore has created a new system of subsidies to encourage the growth of regulatory technology and is adding to its Digital Acceleration Grant scheme. It will spend S$42 million (US$3...
The wealth management giant IOOF has promised to take remedial action to solve some problems that the Australian Securities and Investments Commission has spotted at two financial advice firms that it owns: Brid...
An overwhelming majority of compliance people say that regulators are not guiding them and supporting them enough, thereby helping to delay their implementation of the latest anti-money-laundering regulations, a...