The UK's Financial Conduct Authority has made its guidelines that force financial advisors to pursue Continuing Professional Development (CPD) less onerous because of the current pandemic.
In this article Guy Harrison, the head of Dow Jones Risk and Compliance, discusses his observations about the effects that the Coronavirus epidemic is having on regulatory compliance around the world.
Ingenico Group, the digital payments software vendor, is marketing a new 'accelerator suite' which is designed to help banks' online businesses with the implementation of Strong Customer Authentication (SCA) before the British Financial Conduct Authority's deadline of 31 December.
It is certainly the case that criminals often use the accounts of their relatives to wash money. With this in mind, Australia's financial intelligence unit and anti-money-laundering regulator has changed its AML/CTF Customer ID and Verification Rule to help vulnerable HNWs and other people who experience family/domestic violence that might lead to such events.
In this article Guy Harrison, the head of Dow Jones Risk and Compliance, discusses his observations about the effects that the Coronavirus epidemic is having on regulatory compliance around the world. ...
In this interview we talk for a second time to a compliance recruitment expert whose experience in the field is unparalleled. David Symes, the principal of Compliance Recruitment Solutions, began as a compliance...
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The FATF-style regional body that checks jurisdictions' anti-money-laundering (AML) regimes for signs of weakness visited Guernsey in 2016 and will do so again next year, according to its timetable. In the meant...
In this article David Clee, the CEO and co-founder of the regulatory technology firm of MirrorWeb, takes time out of a busy schedule to answer a few questions about the future of RegTech. ...
The Securities Commission of Malaysia has issued its Guidelines on Advertising for Capital Market Products and Related Services. The aim is to make things more 'flexible' for 'buy-side' capital market service pr...
The UK's Financial Conduct Authority has made its guidelines that force financial advisors to pursue Continuing Professional Development (CPD) less onerous because of the current pandemic. ...
Ingenico Group, the digital payments software vendor, is marketing a new 'accelerator suite' which is designed to help banks' online businesses with the implementation of Strong Customer Authentication (SCA) bef...
The US Securities and Exchange Commission has persuaded a federal court to appoint a receiver to wind up Floridian investment advisory firm called TCA Fund Management Group Corp, its affiliate TCA Global Credit ...
It is certainly the case that criminals often use the accounts of their relatives to wash money. With this in mind, Australia's financial intelligence unit and anti-money-laundering regulator has changed its AML...
Finastra, the British software vending giant, has surveyed banks all over the world to gauge their attitudes towards open banking - the regulatory initiative that allows third parties to use open application pro...