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Comment and Analysis

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Regulation of Products

FCA calls for better transaction reporting

The British Financial Conduct Authority’s latest Market Watch publication (number 62) shows that firms are still experiencing difficulties when reporting transactions to it. Despite their regulatory obligation...

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Client Reporting

Mandatory disclosures - do they work?

Ever since the 1930s, regulators have been obliging investment firms to disclose costs, charges and market data to customers. The idea has been to protect investors from sharp practice and the consequences of th...

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Regulation of Products

New virtual asset rules come to Hong Kong

Hong Kong firms that manage virtual asset funds on behalf of HNW customers are now subject to a new set of rules, issued by the Securities and Futures Commission. ...

Latest News

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Tax

Switzerland taken off EU grey list of tax jurisdictions

The Council of the European Union has found Albania, Costa Rica, Mauritius, Serbia and Switzerland to be complying with all the 'commitments' that they have made to the EU on the subject of tax-related co-operat...

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Fines and Punishment

FCA seeks compensation for Park First investors

The UK's Financial Conduct Authority has embarked on court proceedings against Park First Ltd, its CEO and senior managers and other connected companies, over an allegedly illegal collective investment scheme es...