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Comment and Analysis

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Anti-Corruption

Fraud investigations in the offshore world: a primer

Kenneth Krys, a certified fraud examiner for the past twenty-five years, discusses the most popular means by which fraudsters use the offshore world. He describes the tools that investigators use the most often ...

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Regulation of Products

Deloitte makes regulatory predictions for 2018

In its Financial Markets Regulatory Outlook for 2018, the accountancy firm of Deloitte predicts plenty of trouble for financial firms as they struggle to comply with the tidal wave of European Union legislation ...

Latest News

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Jurisdiction Focus

SM&CR to give staff more time to prepare

The UK's financial regulator has handed asset managers an early Christmas present by allowing senior staff more time to prepare for wide-reaching new conduct rules. ...

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Fines and Punishment

FCA bans the fewest people since before 2008

Only 18 people have received 'prohibition orders’ from the UK's Financial Conduct Authority and the number of regulatory 'dawn raids' has fallen to a nine-year low in the past year, according to the City firm of...

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Technology

Survey heralds greater regtech adoption

An online survey of 120 capital market firms has found that investment in regulatory technology (regtech) is likely to rise further over the next 12 months....