SFC identifies irregularities in private funds and discretionary accounts

The Securities and Futures Commission of Hong Kong has expressed its concerns about the management

The wider consequences of IFRS 9

The deadline for IFRS 9 is just over six months away. Here Compliance Matters undertakes a rare

False DFSA document promotes advance fee fraud

A fraudulent advance fee scam is using documents that purport to come from the Dubai Financial

Regulatory change a top concern for execs in North America and APAC

Nearly half of risk and regulatory executives in both regions who took part in a survey by AxiomSL,

EBA publishes PII guidelines

Article 5(4) of the European Union's updated Payment Services Directive (PSD2) commands the

FINMA Declares More Investor-Protection Over Securities Transactions

The Swiss Financial Market Supervisory Authority (FINMA) has decided to allow securities dealers to

US Regulator Gives Staff One Year Cooling-Off Period Before They Can Go Private

Regulatory Burden Seen As Top Priority Among Risk Managers - EY Survey

Regulatory risk is a top priority for risk managers at major organisations, who now expect