ESMA publishes MiFID II supervisory briefing on suitability
The European Securities and Markets Authority has published an updated version of its supervisory
The European Securities and Markets Authority has published an updated version of its supervisory
At the beginning of the year, the French Autorité des Marchés Financiers carried out a series of
The Monetary Authority of Singapore has issued guidelines that apply its existing rules to digital
The Governor of New Jersey is ordering the New Jersey Bureau of Securities to impose a fiduciary
The UK's Competition and Markets Authority, as the result of an original request from the Financial
Bank Negara Malaysia, the Malaysian central bank, has opened a representative office in Beijing, as
Compliancy Services, a compliance consultancy firm, has hired Andrew Tyrtania as a consultant to
Nigel Greenwood, one of the directors at the ratings agency of Standard & Poor’s, reportedly told a