Restrospect and prospect - PIMFA's compliance end-of-year review
For the compliance experts at Britain's Personal Investment Management and Financial Advice
For the compliance experts at Britain's Personal Investment Management and Financial Advice
Compliance Matters recently interviewed Kieran Beer, the chief analyst at the Association of
Financial firms are recruiting lawyers to do compliance and regulatory jobs in increasing numbers.
New Zealand's Financial Markets Authority has issued a report which explains why it has deferred
There can be little doubt that the submission of suspicious activity reports or SARs to the UK's