SFC brings manager-in-charge regime into full force
The Securities and Futures Commission has brought Hong Kong's watered-down version of the UK's
The Securities and Futures Commission has brought Hong Kong's watered-down version of the UK's
Hong Kong's Securities and Futures Commission is in the middle of a 'circularisation exercise' that
Compliance Matters asked Hannah Cassidy, a partner at the international law firm Herbert Smith
The Securities and Futures Commission of Hong Kong has expressed its concerns about the management
Insider dealer Sun Min has been ordered to pay restitution to 51 HNW investors affected by her
Income Partners, the Hong Kong-based asset manager, has obtained a RMB800 million ($131 million)
The China Securities and Regulatory Commission has granted Renminbi qualified foreign institutional