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Comment and Analysis

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Anti-Money Laundering

AFrOs and AFOs - a warning for compliance officers

An understanding of the problems that the police face when relying on information obtained from abroad is becoming increasingly important for people who work in (or proffer advice about) financial crime complian...

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Anti-Money Laundering

Will Malta follow Panama down the rabbit hole?

Unless something extraordinary occurs, on Wednesday the Financial Action Task Force will vote to place Malta on its 'grey list' of unco-operative jurisdictions for anti-money-laundering purposes. Malta will join...

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Anti-Money Laundering

The AML use of tech-based managed services

Developments and advances in innovative technology provide wealth-management firms with new ways of dealing with old problems when it comes to anti-money-laundering and know-your-customer processes. ...

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People Moves

What makes an effective compliance officer?

This poster, circulated to entice Americans to enlist in NASA for its push to explore and eventually colonise Mars, could easily apply to compliance officers. More than anything else, the financial community nee...

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Technology

RegTech roundup: the latest data

The RegTech press has reported that regulatory technology companies worldwide improved last year on the money that they raised in 2019 - but only in the final quarter. Meanwhile, ESG-related regulatory software ...

Latest News

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Technology

SEBI revises sandbox rules

A so-called regulatory sandbox is a regime that a regulator sets up to allow FinTech (financial technology) startups and innovators at banks to conduct live experiments in a controlled environment under that reg...

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Technology

HKMA releases RegTech adoption practice guide

The Hong Kong Monetary Authority has begun to publish a series of Regtech Adoption Practice Guides to provide banks with its detailed opinions about the implementation of regulatory technology. ...

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