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Comment and Analysis

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Regulation of Products

Cadwalader's Reg-tracker for early May

Our Regulatory Tracker is a list of effective dates, comment deadlines, compliance dates and expiration dates for the United States of America. ...

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Anti-Money Laundering

The East Caribbean's top five CBI money-laundering states

Donald Trump may not know where the Caribbean is, but the new Biden Administration most certainly does. Money laundering reporting officers are now paying attention to the five East Caribbean States that sell ci...

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Regulation of Products

The future of SEC enforcement under the Biden administration

Gary Gensler, who became a Goldman partner at the tender age of 30, left to become assistant secretary of the Treasury for financial markets in 1997 and later helped draft the Sarbanes Oxley Act 2002. He is now ...

Latest News

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People Moves

Laven acquires compliance consultancy

Laven Partners, the British regulatory software vendor and compliance consultancy, has bought the MPAC Group, a British compliance and regulatory advisory firm with special experience in digital tokenisation. ...

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Technology

Lion City regulator opens RegTech grant scheme

The Monetary Authority of Singapore has created a new system of subsidies to encourage the growth of regulatory technology and is adding to its Digital Acceleration Grant scheme. It will spend S$42 million (US$3...

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Advice

Members of IOOF group to mend their ways

The wealth management giant IOOF has promised to take remedial action to solve some problems that the Australian Securities and Investments Commission has spotted at two financial advice firms that it owns: Brid...