News, Comment & Analysis results for Financial Conduct Authority
UK Budget Enhances Need For Retirement Income Advice – BNY Investments
New research from BNY Investments and NextWealth – entitled “Retirement advice in the UK: time...
Wealth Managers Cautiously Welcome FCA's Sustainability Labels
The Financial Conduct Authority labelling regime aims to qualify sustainable investment funds,...
Fidelity Gains FCA Approval To Launch Long-Term Asset Fund
The launch comes as the UK’s Financial Conduct Authority (FCA), along with other regulators,...
Compliance Corner – Financial Conduct Authority; Proposed Prospectus Rule Changes
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Citigroup, UK Financial Conduct Authority, HSBC
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
SJP, ABI Welcome UK Plan On Future Of Targeted Support And Simplified Advice
UK wealth manager St James’s Place and the Association of British Insurers react to the...
Close Brothers Stops Dividend Over FCA Car Finance Review
The board of Close Brothers Group has just released a trading update after the Financial Conduct...
Compliance Corner: Financial Conduct Authority Tightens Screws On Adverts
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: UK's Financial Conduct Authority
The latest compliance news: regulatory developments, punishments, guidance, permissions, new...
Compliance Corner: Financial Conduct Authority, Sonali Bank (UK)
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Comment & Analysis results for Financial Conduct Authority
EUROPE’S AIFMD: THE LATEST IMPLICATIONS FOR UK FUND MANAGEMENT FIRMS
The UK’s Financial Conduct Authority has published a ‘consultation document’ to resolve many...
More money-laundering fines on the way in the UK?
The UK's Financial Conduct Authority has published a 'thematic review' of the efficacy of financial...
Catalyst Censure Creates slight Confusion
Although the Financial Conduct Authority's recent censure of Catalyst Investment Group Limited...
THE UK'S BRIBERY ACT: WHAT IT MEANS FOR WEALTH MANAGERS
With the Financial Conduct Authority reportedly reviewing at least 22 asset management firms for...
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