News, Comment & Analysis results for Securities and Futures Commission
Hong Kong's SFC, Dubai Authority Sign Fintech Agreement As Cross-Border Pacts Mount Up
The trend of financial jurisdictions joining hands to foster cross-border fintech innovation...
Hong Kong Regulator Files Lawsuit Against UBS, Standard Chartered Over 2009 IPO
The parties have 14 days to respond to the regulator's allegations. ...
Hong Kong Regulator Bans Former RBS, StanChart Bankers From Industry For Life
The Hong Kong Securities and Futures Commission has banned two former bankers at major institutions...
Hong Kong Regulator Issues Life Ban On Former DBS Relationship Manager
The Securities and Futures Commission has banned a relationship manager from DBS Bank from...
SFC Fines Hong Kong Investment Firm For Lack Of Internal Controls
...
Hong Kong Fund Management Business Sees Record High In 2012
...
Hong Kong Regulator Bans Man For Life From Industry After Client Account Thefts
...
Hong Kong Gets Closer To Winning Leading Offshore RMB Status
...
SFC Set To Approve Three More Yuan ETFs
Hong Kong's Securities and Futures Commission is studying applications for three more...
Hong Kong Regulator Authorises First Islamic Fund
...