FCA lays out priorities for asset managers in 2020
The word 'expect' or 'expectation' surfaces 17 times in a letter that the UK's Financial Conduct
The word 'expect' or 'expectation' surfaces 17 times in a letter that the UK's Financial Conduct
The International Compliance Association, the trade body for regulatory compliance officers, has
It is hard to achieve the 'right' culture and virtually impossible to quantify 'good culture' in
Compliance officers at private banks usually have little to do with auditors but nevertheless
On a panel at MetricStream's Governance, Risk and Compliance conference in London today, a panel of
A lobby group for the UK wealth management sector said yesterday it has secured a victory in
The Guernsey Financial Services Commission has released a new set of opt-in rules, equivalent to
The UK Financial Conduct Authority has warned against two firms using names similar to authorised
The chief ombudsman and executive of the Financial Ombudsman Service is stepping down, after almost
Bank employees in India are planning to march to the Reserve Bank of India on 11 December 2013 in