SFC brings manager-in-charge regime into full force
The Securities and Futures Commission has brought Hong Kong's watered-down version of the UK's
The Securities and Futures Commission has brought Hong Kong's watered-down version of the UK's
Compliancy Services, the British financial compliance consultancy, has taken on Paul Morrison as
A new chief takes over at the jurisdiction's main financial regulator.
The US Securities and Exchange Commission has announced that John Cook, Jeffrey Dinwoodie, Raquel
Natasha Meaney, formerly a compliance head at Barclays, has moved to the London offices of