Citadel Securities settles FINRA charges for bad TRACE reporting
Citadel Securities of Chicago has settled charges pressed by FINRA, the US Financial Regulatory
Citadel Securities of Chicago has settled charges pressed by FINRA, the US Financial Regulatory
Technical discussions between the United Kingdom and the European Union about the text of a
In December, because of the Coronavirus, HM Treasury delayed the deadline for solo-regulated firms
The UK's Financial Conduct Authority has published a decision notice that disqualifies Jon Frensham
Qomply, a transaction-reporting RegTech firm, has announced the appointment of Peter Green to its